Which fields make a compliance matrix useful?

The matrix needs enough structure to separate what the tender says from what the bidder proposes. The source field should point to a document and section, not only a filename.

Core compliance matrix fields
FieldPurposeExample
RequirementOne answerable obligationProvide preliminary protection settings
SourceTrace the obligationSpecification section 7.3
ResponseState the bid positionIncluded at design stage
EvidencePoint to supportMethodology section 4
StatusControl reviewTechnical review open

How does compliance differ from conformance?

Do not rely on a generic distinction. Tender documents may define their own response codes and meanings. Copy those definitions into the matrix rules and use them consistently.

For covered Australian Commonwealth procurements, request documentation identifies minimum content, format and evaluation requirements. The bidder's matrix should reflect the actual request documentation.

Sources: Australian Government Department of Finance: Additional rules: request documentation

What does a reviewer check?

Review open mandatory rows, unsupported compliance statements, qualifications, duplicated requirements and responses that no longer match the latest addendum.

  • Every mandatory item has a response
  • Every response has a source and owner
  • Evidence exists in the submission set
  • Qualifications are approved
  • Changed clauses have been rechecked

Common questions

What else should the bid team know?

Is a compliance matrix always supplied by the client?

No. Some tenders provide a template. When none is provided, the bid team can create an internal matrix from the issued requirements.

Can one row contain several requirements?

It is safer to split requirements when they could have different owners, responses or evidence.

Does compliant mean risk-free?

No. It records a response position. Technical, commercial and legal reviewers still assess the underlying obligation.

Primary sources

  1. Commonwealth Procurement RulesAustralian Government Department of Finance
  2. Additional rules: request documentationAustralian Government Department of Finance
  3. The Construction PlaybookUK Cabinet Office
  4. FAR Part 15: Contracting by NegotiationAcquisition.gov